With an equal focus on efficiently raising capital for issuers and full compliance with Canadian securities laws, Stavros provides thoughtful and tailored EMD solutions for distributing securities to Canadian investors.
A graduate of the University of Toronto’s Business Administration program focusing on Finance, Stavros has spent his entire professional career as a Dealing Representative for investment markets. Since joining Windstar in 2011, he has been responsible for KYC (Know Your Client) information, reviewing client suitability (such as accredited investor qualifications or exemption qualifications), following Policies and Procedures documents, and investor meetings and support.
His qualifications include the EMD proficiency requirement (IFSE Institute), the Partners, Directors and Senior Officers course (Canadian Securities Institute), and the Canadian Securities Course.
Designations & Certifications —
- Canadian Securities Course (CSC) — Canadian Securities Institute
- Partners’, Directors’ and Senior Officers’ Course (PDO) — Canadian Securities Institute
- The Exempt Market Products Course — (IFSE Institute)
- Bachelor of Business Administration, University of Toronto